A rapid evaluation of the implementation of digital social care records in England

Malley J, Westwood J, Snow M, Farrelly N, Steils N, Henderson C, Larkins C
Record ID 32018015520
English
Authors' objectives: The English Government introduced a target for 80% of Care Quality Commission registered adult social care providers to be using electronic care planning solutions by March 2024 (extended to March 2025) and made available funding to support the transition from paper to digital social care records. The study aimed to generate timely evidence to support care providers to implement digital social care records and maximise the benefit from their introduction. United Kingdom policy-makers have long advocated for the digitalisation of health and social care. Digitisation of care records held by adult social care providers is seen as critical step to increase the amount of information in the system, but the government also argues that digital social care records (DSCRs) will help the system to deliver on its vision for transforming social care. Policy has focused on adult social care providers as digitisation for this group has lagged other areas. As part of the £150M Digitising Social Care (DiSC) Programme, the government provided matched funding to care providers for DSCR adoption and introduced a target to ensure that 80% were using DSCRs by March 2024 (later extended to March 2025). According to official estimates uptake rose from 40% in 2021 to 75% by January 2025, indicating that the government is nearing its target. Digital social care records, or electronic care plans, enable the recording and sharing of care information digitally, replacing paper record keeping and management. These systems are often designed for specific social care settings (e.g. home care providers, care homes) and types of clients (e.g. children or adults) and feature additional functionalities, such as real-time data sharing, offline access, and integration with other practitioners’ systems, enhancing accessibility and efficiency. A searchable database on the Government’s Digital Social Care website lists the full functionality of the 16 systems that are currently (April 2025) on the Assured Supplier List (ASL). The ASL lists supplier solutions that comply with a minimum set of capabilities and standards. Although digital records have been used in social care settings for many years, there is limited evidence about the experiences, consequences and economic impacts of DSCR adoption and implementation by care providers. Greenstock’s review highlights potential benefits of DSCRs, such as workforce productivity, enhanced care quality, collaboration and financial benefits, but the evidence is inconclusive about the extent to which these benefits are realised. Other studies find a range of organisational and external barriers to implementation and note that where systems are complex and impractical, they do not save time and can hinder rather than enhance care delivery. Stakeholders who participated in the scoping study questioned whether DSCRs yield financial or non-financial returns on investment for care providers. Research finds that the material properties and functionality of technology are crucial for uptake and use, and that these can be improved through co-design of solutions with end-users. Given the systems on the ASL feature modern interfaces designed collaboratively with the sector, offering mobile/offline options, portals for service users and family members, and interoperability with other technologies and systems, differences between these systems and older examples warrant further exploration. Additionally, stakeholders suggested a need to focus on the impact of digitisation on already marginalised groups of people, raising concerns that DSCRs may further exclude such groups and exacerbate existing problems, for example around the workforce supply and working conditions. The potential benefits of recently developed systems presented an opportunity for a rapid evaluation of DSCR implementation to inform the digitalisation agenda and enhance attention to the issues of equality, diversity and inclusion and the economic and financial implications of adoption for care providers. Through initial discussions with public advisors, we developed the following research questions Within which contexts is digitisation of social care records happening and why? What are the expectations, experiences and consequences of implementing DSCRs? How do people experience using specific features of DSCRs within care relationships? What are the experiences and consequences of DSCR implementation for people in different social categories? What are social care providers’ economic and financial considerations in implementing DSCRs?
Authors' results and conclusions: Policy attention and availability of funding have driven adoption of digital social care records, saving time and delivering other benefits, although experiences varied and there was evidence of suboptimal choice of digital social care record system, alongside buyer regret and abandonment. Providers were concerned about ongoing affordability in the context of continued austerity. Implementation is time- and resource-intensive with providers experiencing similar and predictable challenges. Planning, leading, managing and resourcing implementation, including investing in training and involving all users or people affected by digital social care records, were important for mitigating and overcoming challenges. A responsive supplier able to resolve technical problems and reasonable requests for flexibility was also important. Care providers in a franchise or group were at an advantage as they could draw on additional support and the experiences of others. While some features were not used or a matter of preference, a reliable offline working feature was critical for functionality due to patchy internet access. The ability to easily upload images and conduct simple analysis improved functionality; as did the client/relative portal, although this was rarely used and clients/relatives had limited knowledge of digital social care records and their rights. Systems with greater interoperability maximised the benefit from digital social care records. Unfamiliarity with technology was a barrier to using digital social care records, but training and gradual implementation allowed time for adaptation and increased acceptance. People with poor eyesight, dexterity or English had difficulty using digital social care records. We did not find evidence of providers capturing data to assess return on investment from digital social care record introduction. Where implementation is successful digital social care records, over time, deliver benefits to care providers. However, implementation was too often suboptimal due to poor choice of digital social care record supplier, inadequate planning, management and resourcing of change, an unresponsive supplier and limited accessibility features. Ongoing affordability and continuation with digital social care records are a concern for the future, especially for small providers. Adoption of digital social care records The adoption of DSCRs has been occurring within the context of sustained policy attention from the English Government. While the perceived benefits of DSCRs influenced decisions to adopt, policy attention and the availability of funding were cited by senior leaders in care providers and suppliers as critical drivers of adoption. Funding was particularly helpful for providers who were eager to adopt but were previously constrained by cost, but some care providers felt pressured into adoption and were misinformed about regulatory expectations. However, resistance to adoption persists, particularly among smaller organisations that worry about affordability, data security, how data would be used by other organisations and data sharing between professionals being impeded. These concerns were also raised by organisations who had decided on balance to adopt. An important part of the adoption decision is the choice of DSCR supplier, but many senior leaders felt they were too busy and lacked confidence to make a good choice from the large number of suppliers. Alongside evidence of buyer regret and abandonment, we determined that some care providers are making suboptimal choices. Senior leaders wanted more concise guidance, recommendations and peer insights to navigate decision-making effectively. The implementation of DSCRs presents both opportunities and challenges for care providers, staff and people who draw on services. While digital systems can improve efficiency, visibility and data management, successful implementation is hindered by suboptimal choice of supplier, inadequate planning and resourcing of change, staff concerns, technical limitations and limited accessibility features. External support and internal strategies such as phased implementation, comprehensive training, and strong leadership play a vital role in overcoming these barriers. However, ensuring digital systems meet the diverse needs of care recipients, relatives and providers requires a tailored and proactive approach, balancing flexibility with standardisation and addressing usability concerns such as poor Wi-Fi, language barriers and accessibility limitations with suppliers. Ongoing affordability and continuation with DSCRs are a concern for the future, especially for small providers.
Authors' methods: A co-created rapid evaluation, involving two data collection phases and feedback to study sites. We interviewed 30 senior leaders, 30 care staff, and 23 people who draw on care services and their relatives from 30 care providers (19 care homes, 11 home care agencies) in 4 sites across England and senior leaders of 3 digital social care record suppliers to understand experiences of adoption and implementation, and financial and economic implications. Assessing care providers’ capacity to estimate their return on investment was difficult as interviewees often lacked knowledge of the financial aspects of the business. We conducted a rapid evaluation involving two phases of data collection and feedback to participating sites and stakeholders. The data collection was staged to ensure timely feedback to stakeholders for improving local DSCR implementation. The evaluation was co-created with an Evaluation Advisory Network (EAN) including public experts by experience, care professionals and other stakeholders with relevant learned expertise. In line with principles of co-creation in knowledge generation, EAN members generated ideas, helped design methods and guide their implementation, and contributed to sense-making. Some EAN members also conducted phase two interviews. We recruited 19 care homes and 11 home care provider organisations from 4 sites (covering 5 integrated care systems) across England. Care providers were recruited via the Digital Lead (or person with responsibility for delivery of the DiSC Fund) working for integrated care boards, in collaboration with local Clinical Research Networks. The first phase engaged senior leaders from 30 care providers in semistructured interviews to examine adoption and non-adoption, perceptions of the expectations and consequences of implementing DSCRs from an organisational perspective, including discussion of the DSCR business case and with attention to equity implications. We also recruited and interviewed senior leaders from three DSCR suppliers to provide an alternative perspective on these themes. The second phase included 30 care staff and 23 people who draw on care services, and their relatives in semistructured interviews. Interviews focused on their experiences of the implementation process and using specific features of DSCRs within their day-to-day work and care relationships, again considering equity implications. This phase also explored the economic impacts of DSCR adoption by examining providers’ expectations and capacity to estimate returns on investment, although this was challenging due to data availability and provider capacity. To move rapidly from data collection to synthesis of the data, the team used Rapid Research Evaluation and Appraisal Lab (RREAL) Rapid Assessment Procedures sheets. Data from the interviews were recorded in RREAL sheets by themes and subthemes, informed by the research and interview questions and separating adopters from non-adopters, home care agencies from care homes, and data from different types of interviewees to preserve situational insights. We held three collaborative analysis sessions at the end of each research phase, including with peer researchers in phase two. This facilitated triangulation of data across a fairly large team and ensured that the team moved rapidly to a consensus on key findings that could be fed back to the EAN and participating sites. A dialogue event with key stakeholders, including EAN members, enabled us to deepen sense-making and to gather additional insights and reflections. For analysis of the economic and financial implications of DSCR adoption for care providers, it was not possible to collect additional quantitative data as the senior leaders involved in the study did not have direct access to financial information and very few were able to provide a business case for DSCRs. Analysis primarily used the qualitative data from interviews with senior leaders of care providers and suppliers and followed the methods already outlined. Additionally, data on costs and benefits in the RREAL sheets were coded using a conventional approach to qualitative content analysis to identify categories of costs and benefits. The content of business cases was loosely compared against the HM Treasury Green Book.
Details
Project Status: Completed
Year Published: 2026
URL for additional information: English
English language abstract: An English language summary is available
Publication Type: Full HTA
Country: England, United Kingdom
MeSH Terms
  • Community Support
  • Social Support
  • Digital Health
  • Digital Technology
  • Organization and Administration
  • Electronic Health Records
  • Records
  • Social Work
Contact
Organisation Name: NIHR Health Services and Delivery Research programme
Contact Address: NIHR Journals Library, National Institute for Health and Care Research, Evaluation, Trials and Studies Coordinating Centre, Alpha House, University of Southampton Science Park, Southampton SO16 7NS, UK
Contact Name: journals.library@nihr.ac.uk
Contact Email: journals.library@nihr.ac.uk
This is a bibliographic record of a published health technology assessment from a member of INAHTA or other HTA producer. No evaluation of the quality of this assessment has been made for the HTA database.